The Birth of Tragedy requires perhaps a little explaining—more particularly as we have now ceased to use either Schopenhauerian or Wagnerian terms of expression. And it was for this reason that five years after its appearance, my brother wrote an introduction to it, in which he very plainly expresses his doubts concerning the views it contains, and the manner in which they are presented. The kernel of its thought he always recognised as perfectly correct; and all he deplored in later days was that he had spoiled the grand problem of Hellenism, as he understood it, by adulterating it with ingredients taken from the world of most modern ideas. As time went on, he grew ever more and more anxious to define the deep meaning of this book with greater precision and clearness. A very good elucidation of its aims, which unfortunately was never published, appears among his notes of the year 1886, and is as follows:—
"Concerning The Birth of Tragedy.—A book consisting of mere experiences relating to pleasurable and unpleasurable æsthetic states, with a metaphysico-artistic background. At the same time the confession of a romanticist the sufferer feels the deepest longing for beauty—he begets it; finally, a product of youth, full of youthful courage and melancholy.
"Fundamental psychological experiences: the word 'Apollonian' stands for that state of rapt repose in the presence of a visionary world, in the presence of the world of beautiful appearance designed as a deliverance from becoming; the word Dionysos, on the other hand, stands for strenuous becoming, grown self-conscious, in the form of the rampant voluptuousness of the creator, who is also perfectly conscious of the violent anger of the destroyer.
"The antagonism of these two attitudes and the desires that underlie them. The first-named would have the vision it conjures up eternal: in its light man must be quiescent, apathetic, peaceful, healed, and on friendly terms with himself and all existence; the second strives after creation, after the voluptuousness of wilful creation, i.e. constructing and destroying. Creation felt and explained as an instinct would be merely the unremitting inventive action of a dissatisfied being, overflowing with wealth and living at high tension and high pressure,—of a God who would overcome the sorrows of existence by means only of continual changes and transformations,—appearance as a transient and momentary deliverance; the world as an apparent sequence of godlike visions and deliverances.
"This metaphysico-artistic attitude is opposed to Schopenhauer's one-sided view which values art, not from the artist's standpoint but from the spectator's, because it brings salvation and deliverance by means of the joy produced by unreal as opposed to the existing or the real (the experience only of him who is suffering and is in despair owing to himself and everything existing).—Deliverance in the form and its eternity (just as Plato may have pictured it, save that he rejoiced in a complete subordination of all too excitable sensibilities, even in the idea itself). To this is opposed the second point of view—art regarded as a phenomenon of the artist, above all of the musician; the torture of being obliged to create, as a Dionysian instinct.
"Tragic art, rich in both attitudes, represents the reconciliation of Apollo and Dionysos. Appearance is given the greatest importance by Dionysos; and yet it will be denied and cheerfully denied. This is directed against Schopenhauer's teaching of Resignation as the tragic attitude towards the world.
"Against Wagner's theory that music is a means and drama an end.
"A desire for tragic myth (for religion and even pessimistic religion) as for a forcing frame in which certain plants flourish.
"Mistrust of science, although its ephemerally soothing optimism be strongly felt; the 'serenity' of the theoretical man.
"Deep antagonism to Christianity. Why? The degeneration of the Germanic spirit is ascribed to its influence.
"Any justification of the world can only be an æsthetic one. Profound suspicions about morality (—it is part and parcel of the world of appearance).
"The happiness of existence is only possible as the happiness derived from appearance. ('Being' is a fiction invented by those who suffer from becoming.)
"Happiness in becoming is possible only in the annihilation of the real, of the 'existing,' of the beautifully visionary,—in the pessimistic dissipation of illusions:—with the annihilation of the most beautiful phenomena in the world of appearance, Dionysian happiness reaches its zenith."
The Birth of Tragedy is really only a portion of a much greater work on Hellenism, which my brother had always had in view from the time of his student days. But even the portion it represents was originally designed upon a much larger scale than the present one; the reason probably being, that Nietzsche desired only to be of service to Wagner. When a certain portion of the projected work on Hellenism was ready and had received the title Greek Cheerfulness, my brother happened to call upon Wagner at Tribschen in April 1871, and found him very low-spirited in regard to the mission of his life. My brother was very anxious to take some decisive step to help him, and, laying the plans of his great work on Greece aside, he selected a small portion from the already completed manuscript—a portion dealing with one distinct side of Hellenism,—to wit, its tragic art. He then associated Wagner's music with it and the name Dionysos, and thus took the first step towards that world-historical view through which we have since grown accustomed to regard Wagner.
From the dates of the various notes relating to it, The Birth of Tragedy must have been written between the autumn of 1869 and November 1871—a period during which "a mass of æsthetic questions and answers" was fermenting in Nietzsche's mind. It was first published in January 1872 by E. W. Fritsch, in Leipzig, under the title The Birth of Tragedy out of the Spirit of Music. Later on the title was changed to The Birth of Tragedy, or Hellenism and Pessimism.
ELIZABETH FORSTER-NIETZSCHE.
WEIMAR, September 1905.
An Attempt at Self-Criticism
1.
Whatever may lie at the bottom of this doubtful book must be a question of the first rank and attractiveness, moreover a deeply personal question,—in proof thereof observe the time in which it originated, in spite of which it originated, the exciting period of the Franco-German war of 1870-71. While the thunder of the battle of Wörth rolled over Europe, the ruminator and riddle-lover, who had to be the parent of this book, sat somewhere in a nook of the Alps, lost in riddles and ruminations, consequently very much concerned and unconcerned at the same time, and wrote down his meditations on the Greeks,—the kernel of the curious and almost inaccessible book, to which this belated prologue (or epilogue) is to be devoted. A few weeks later: and he found himself under the walls of Metz, still wrestling with the notes of interrogation he had set down concerning the alleged "cheerfulness" of the Greeks and of Greek art; till at last, in that month of deep suspense, when peace was debated at Versailles, he too attained to peace with himself, and, slowly recovering from a disease brought home from the field, made up his mind definitely regarding the "Birth of Tragedy from the Spirit of Music."—From music? Music and Tragedy?