SCHOOL children in the United States have had the story of the American founding pounded into their heads. From the moment they start coloring grateful Pilgrims and cutting out construction paper turkeys in grade school, the founding is a recurring focus of their education, and with good reason. Democratic societies, as we saw in Chapter 1, rely on the consent of their citizens to maintain lawful behavior and public order. A commitment to the rules and goals of the American system requires that we feel good about that system. What better way to stir up good feelings and patriotism than by recounting thrilling stories of bravery and derring-do on the part of selfless heroes dedicated to the cause of American liberty? We celebrate the Fourth of July with fireworks and parades, displaying publicly our commitment to American values and our belief that our country is special, in the same way that other nations celebrate their origins all over the world. Bastille Day (July 14) in France, May 17 in Norway, October 1 in China, and July 6 in Malawi all are days on which people rally together to celebrate their common past and their hopes for the future.
Of course, people feel real pride in their countries, and many nations, not only our own, do have amazing stories to tell about their earliest days. But since this is a textbook on politics, not patriotism, we need to look beyond the pride and the amazing stories. As political scientists, we must separate myth from reality. For us, the founding of the United States is central not because it inspires warm feelings of patriotism but because it can teach us about American politics—the struggles for power that forged the political system that continues to shape our collective struggles today.
The history of the American founding has been told from many points of view. You are probably most familiar with this narrative: the early colonists escaped from Europe to avoid religious persecution. Having arrived on the shores of the New World, they built communities that allowed them to practice their religions in peace and to govern themselves as free people. When the tyrannical British king made unreasonable demands on the colonists, they had no choice but to protect their liberty by going to war and by establishing a new government of their own.
Sound historical evidence suggests that the story is more complicated, and more interesting, than that. A closer look shows that early Americans were complex beings with economic and political agendas as well as religious and philosophical motives. After much struggle among themselves, the majority of Americans decided that those agendas could be carried out better and more profitably if they broke their ties with England.7 Just because a controversial event like the founding is recounted by historians or political scientists one or two hundred years after it happened does not guarantee that there is common agreement on what actually took place. People write history not from a position of absolute truth but from particular points of view. When we read a historical narrative, as critical thinkers we need to ask the same probing questions we ask about contemporary political narratives: Who is telling the story? What point of view is being represented? What values and priorities lie behind it? If I accept this interpretation, what else will I have to accept? (See Don’t Be Fooled by . . . Your Textbook.)
In this chapter we talk a lot about history—the history of the American founding and the creation of the Constitution. Like all authors, we have a particular point of view that affects how we tell the story. True to the basic theme of this book, we are interested in power and citizenship. We want to understand American government in terms of who the winners and losers are likely to be. It makes sense for us to begin by looking at the founding to see who the winners and losers were then. We are also interested in how rules and institutions make it more likely that some people will win and others lose. Certainly an examination of the early debates about rules and institutions will help us understand that. Because we are interested in winners and losers, the who of politics, we are interested in understanding how people come to be defined as players in the system in the first place. It was during the founding that many of the initial decisions were made about who “We, the people” would actually be. Finally, we are interested in the product of all this debate—the Constitution of the United States, the ultimate rule book for who gets what in American politics. Consequently, our discussion of American political history focuses on these issues. Specifically in this chapter we explore the colonial break with England and the Revolution, the initial attempt at American government—the Articles of Confederation, the Constitutional Convention, the Constitution itself, and the ratification of the Constitution.
The Split From England: Making the transition from British subjects to American citizens
America was a political and military battlefield long before the Revolution. Not only did nature confront the colonists with brutal winters, harsh droughts, disease, and other unanticipated disasters, but the New World was also already inhabited before the British settlers arrived, both by Native Americans and by Spanish and French colonists. These political actors in North America during the seventeenth and early eighteenth centuries had, perhaps, more at stake than they knew. All were trying to lay claim to the same geographical territory; none could have foreseen that that territory would one day become the strongest power in the world. Whoever won the battle for North America would put their stamp on the globe in a major way.
By the late 1700s the eastern colonies of North America were heavily English. For many reasons, life in England had limited opportunities for freedom, for economic gain, and for political power. English settlers arrived in America seeking, first and foremost, new opportunities. But those opportunities were not available to all. “We, the people” had been defined in various ways throughout the 1600s and 1700s, but never had it meant anything like “everybody” or even “every white male.” Religious and property qualifications for the vote, and the exclusion of women and blacks from political life, meant that the colonial leaders did not feel that simply living in a place, obeying the laws, or even paying taxes carried with it the right to participate in government. Following the rigid British social hierarchy, they wanted the “right kind” of people to participate—people who could be depended on to make the kind of rules that would ensure their status and maintain the established order. The danger of expanding the vote, of course, was that the new majority might have wanted something very different from what the old majority wanted.
Those colonists who had political power in the second half of the eighteenth century gradually began to question their relationship with England. For much of the history of colonial America, England had left the colonies pretty much alone, and they had learned to live with the colonial governance that Britain exercised. Of course, they were obliged, as colonies, to make England their primary trading partner. Even goods they exported to other European countries had to pass through England, where taxes were collected on them. However, smuggling and corrupt colonial officials had made those obligations less than burdensome. It is important to remember that the colonies received many benefits by virtue of their status: they were settled by corporations and companies funded with British money, such as the Massachusetts Bay Company; they were protected by the British army and navy; and they had a secure market for their agricultural products.
Whether the British government was actually being oppressive in the years before 1776 is open to interpretation. Certainly the colonists thought so. Britain was deeply in debt, having won the French and Indian War, which effectively forced the French out of North America and the Spanish to vacate Florida and retreat west of the Mississippi. The war, fought to defend the British colonies and colonists in America, turned into a major and expensive conflict across the Atlantic as well. Britain, having done its protective duty as a colonial power and having taxed British citizens at home