Books about Lenin have been coming out in the West almost from the moment the world first became aware of him in 1917. Even more abundantly, Soviet historians pumped out publications on allegedly every aspect of his life, and eye-witnesses of every degree added their own testimony in books with such titles as ‘They Knew Lenin’, ‘Lenin Knew Them’, ‘They Saw Lenin’, ‘Lenin Saw Them’, and so on, with variations on the theme effected by altering Lenin’s name: ‘They Knew Ilyich’, ‘Ilyich Knew Them’, etc., etc. Yet another book on Vladimir Ilyich Lenin therefore requires a word of justification.
Western books (including two by the undersigned) have largely been based on the published sources, many of them of Soviet origin. On the other hand, Soviet books from the outset have been apologist and ideological in content and purpose. From the end of the 1920s, when Stalin’s authority was complete, Soviet historians (like authors of creative literature, playwrights and film-makers) were strictly forbidden to write ‘objectively’, that is, from any other point of view than that laid down by the Central Committee of the Communist Party of the Soviet Union. Now that the Central Committee has evaporated together with the Party, there are virtually no taboos on historical research left; Russian historians may if they wish differ in their assessment of any events they choose to analyse, but access to a widening pool of hitherto concealed data will at least ensure that their interpretations are based on the full facts. Areas which have been closed to them, and only partially known to Western scholars, and which have now been opened up in this book, include the complete documentation of Lenin’s genealogy, his financial operations – German involvement in the funding of Bolshevik activity during the First World War and Soviet funding of foreign Communist Parties after it – the nature of his friendship with Inessa Armand, and the effects of his illness on his political judgment, to mention a few.
The opening of the Party and other archives of Soviet history has been a gradual and intermittent process. Numerous efforts made to publish inventories and collections of documents have met with varied success, and so far it is fair to say the process is still at an early stage. Although with the failure of the attempted coup in August 1991 the Russian state took over from the Communist Party control of all the archival collections within its boundaries, the new state has barely formulated rules on the release of documents for publication, and the picture remains unclear. Nevertheless, even the minutes of the Politburo for the 1930s have been seen by Western and Russian scholars alike, and much valuable material is now appearing in two new journals devoted to the publication of extracts from the archives, Istoricheskii arkhiv and Istochnik, and a new series of miscellanies called ‘Unknown Russia’ (Neizvestnaya Rossiya), as well as an increasing amount of similar material in journals which have survived from the Soviet era. Subject to the rules and regulations of the Russian Archive Commission (Rosarkhiv), all the documents cited in this book can be seen at the various locations indicated. Documents from the Archives of the President of the Russian Federation (APRF) have been transferred from the Kremlin to the archives of the former Central Committee (RTsKhIDNI) and TsKhSD).
The first researcher to gain access to the most secret archives was Dmitri Volkogonov. As the Director of the Institute of Military History and a serving Colonel-General, he had for years collected material for his biography of Stalin. Its publication in 1988 made him a pariah among his fellow senior officers, whose patience with him finally ran out in June 1991, when the draft of a new history of the Second World War, edited under his aegis, was discussed at his Institute and condemned. Accused of blackening the name of the army, as well as that of the Communist Party and the Soviet state, and personally attacked by Minister of Defence Yazov, Volkogonov resigned. When the attempted coup followed two months later, Volkogonov was the government’s natural choice to supervise the control and declassification of the Party and State archives.
The author’s original Russian version of this book is considerably longer than this English rendition, and the two main principles that I applied in editing it deserve a mention. As a Russian historian suddenly able to write freely about this subject, Volkogonov ranged far beyond the history of his subject, particularly into philosophical reflection and into the backgrounds of topics which, while of special interest to his Russian readers, tended either to be excessively familiar to a Western reader, or to slow down the general chronological drift underlying the shifting narrative. I felt an English reader might become impatient at times for a return to the book’s central theme. My first rule was therefore to try to preserve as much as possible of the material – published as well as unpublished – either emanating from or pertaining to Lenin himself. My second principle was to preserve material demonstrating Volkogonov’s own thesis, namely that Stalin, his system and his successors, all derived directly from Lenin, his theories and practices.
Among the questions Russian historians have yet to confront is that of continuity. For many years, Western scholars have debated the extent to which the Soviet system inherited features of the tsarist empire. Some have argued that strong, centralized government by a self-appointed oligarchy was a Russian tradition, that a passive population, inclined towards collective rather than individualistic action and fed on myths of a special destiny and of rewards to come only in the distant future (if not only after death), was also characteristically Russian. Others, especially those closest in time to the events of 1917, have suggested that the liberal and democratic aspirations of the February 1917 revolution, when Nicholas II abdicated, had viable if shallow roots that would have become strong and stable, but for the intervention of the Bolsheviks.
Whatever their differences of emphasis, all schools, whether Western or Soviet, have agreed that the Bolshevik seizure of power, and the period of turmoil that immediately followed it, diverted the country irredeemably from any previously supposed path of development. The destruction of the liberal political intelligentsia by Lenin meant that the constitutional option was a dead letter; the decimation of the peasants’ political leadership left them exposed to the Bolsheviks’ violent exploitation of their economic potential; heavy-handed Bolshevik management of the trade unions prefigured their reduction to obedient servants of the regime; Lenin’s suppression of the free press set the scene for the censorship of information by the Communist Party that is erroneously taken to be the hallmark of Stalinism; Lenin’s immediate resort to the prison, the concentration camp, exile, the firing squad, hostages and blackmail, and his creation of an entire system of punishment to replace that of the tsars, set the new order on a path of violence and universal suspicion that was to become typical of twentieth-century tyrannies thereafter.
In the view of Dmitri Volkogonov, the question of whether or not Soviet history was a continuation in any sense of Russian history is of less importance than the question of whether Soviet history is itself a continuum. In this book, he shows that between Lenin and Stalin there was neither an ideological discontinuity, nor a difference of method. And, indeed, it is his contention that, while the methods employed by Stalin’s successors were much more moderate, they were just as motivated by the impulses of their legendary founder as their monstrous predecessor had been.
Among writers on the history of the Soviet Union – whether Westerners or Russian émigrés – it was not uncommon to trace events back and to seek a point at which ‘things might have gone differently’. Many have wondered whether, had Lenin not died so early in the life of the regime, the country might have developed along less militaristic and politically sterile lines. Perhaps the New Economic Policy, allowing peasants – more or less – to work for themselves, and permitting a degree of latitude in cultural life, would have continued and led to a more tolerant order of things. In the early years of glasnost this idea was widely debated by Russian as well as Western scholars. Among the latter were many who could not accept that any good could have come from Lenin and his creations, while some still retained a lingering doubt that such an intelligent man as Lenin could possibly have initiated and carried through the inhuman collectivization and the great terror of the 1930s. In Russia, as long as the Soviet state continued to exist, Lenin remained a virtually unblemished icon.
Dmitri Volkogonov has now demolished the icon, and he has firmly committed