Soft-edged. Immaterial. As an adult we have multiple reactions to such an image. It is troubling in that, if we were to walk forward into this landscape above, we would be unable to see if there were holes in the ground, or branches that might stab us in the eye. Lack of focus makes us unsafe, uneasy. But that is not all. In the story of looking, visual softness, lack of focus, light rays meeting in front of or behind our retinas rather than on them, are not necessarily defects. These early impressions were types of imagery that would continue to play a part in how we fear, love, admire and think of ourselves.
To see how, let’s start with this image from Swedish film-maker Ingmar Bergman’s 1966 movie Persona.
A boy looks at his mother. She is in black and white and out of focus, rather like a baby would see its mum. Within minutes of its birth, our early Homo sapiens baby stares at faces – its parents, animals or even simple graphic representations of two eyes, a nose and a mouth. Contained within its genetic information is the ability to discern the arrangement. Its blank pages have ghost images on them, ready to develop.
The boy in the film holds his hand up, to try to touch such a ghost image, or is he trying to wave? He is apart from his mother; locked out of her world, as if a pane of glass separates them. There is distance between them, but the focus seems to contradict that distance. It is as if she is so close that the lenses in our eyes are not strong enough to bend the rays from her face into sharpness. Most of us have experienced waking up in bed beside someone, their head so close to ours that they are a blur; at such short distances, the other person’s two eyes can merge into one large one in the middle of their head, as if they are a Cyclops.
Bergman’s image (filmed by his great cinematographer Sven Nykvist) and the black and white, blurred trees that the baby saw tell us something about the look of love. Lack of focus, especially in close-up, makes us feel adjacent, almost in a force field. It excludes background. This image from the 1929 film The Divine Lady shows how mainstream entertainment, in its desire to depict love, has pushed visual softness to an extreme.
It is as if actor Corinne Griffith is in the fog of love, or has been burnished. This could almost be what a baby sees. Visual softness reduces psychological distance; everything seems to have melted away. The image is not far from abstraction. The reverie of the unfocused. Like our earlier image of the forest, this one is also somewhat unsettling. There is trouble in her eyes, and tears are coming. The visual softness means that we have lost our bearings here, that we are in a realm where everything is close, felt and emotionally flooded. There is helplessness in the visually soft. We do not know which way is up. This image of Corinne Griffith was photographed by John F. Seitz, who would go on to film Sunset Boulevard and Double Indemnity.
And visual softness is not only about a baby’s first glimpses of the world, our close encounters with a lover, or the visual strategies of romantically photographed cinema. The eyes, smile and background in this next famous image show that painters have used the unfocused too.
In Renaissance Italy, the technique was called sfumato, which its inventor, Leonardo da Vinci, described as the ‘the manner of smoke, or beyond the focus plane’. The portrait was commissioned by the husband of the sitter, Lisa del Giocondo, so, like the picture of Corinne Griffith, it is a look of love image. But it is more than that. Leonardo’s smokescreen reduced the amount of visual information in the landscape in order to leave space for us to imagine what is not there. The art historian and painter Giorgio Vasari wrote of such imagery ‘hovering between the seen and the unseen’, which gets close to the heart of the matter. The landscape in the Mona Lisa is emergent seeing. It is a kind of dawn, like the dawn we saw at the beginning of this book.
Lisa del Giocondo’s famous smile is dawning, like the light is dawning, like a baby’s vision dawns. And although we know that this is a real woman, born on 15 June 1479, and although her clothes and hairstyle are of their time and place, the sfumato clouds her and her place in the world. The unseen that Vasari mentions is the intangible, the numinous. Lisa looks like we dreamt her, like she is in a dreamscape. More than three centuries after Leonardo, the English painter J.M.W. Turner would take his idea of the defocused landscape to an extreme by painting using his peripheral vision, in other words turning his head away from his subject so that it became entirely soft edged. In Turner’s Seascape with a Sailing Boat and a Ship, nothing is pin sharp. The sky, clouds, sea and vessels fuse into each other as if they are one amorphous visual entity.
Turner was using soft focus to show the visual occlusions of sea, weather and objects, but on the other side of the world, a century later, out-of-focus imagery that resembled his paintings was used to suggest something other than love, closeness, dream or tempest. Look at this similar image from the 1953 film Ugetsu Monogatari:
Here director Kenji Mizoguchi has the scene shot with a long lens, diffused light, a smoke machine, a diffusion filter and low contrast to coax us of out of our hard-edged, three-dimensional, everyday life into a floating world. The setting is Lake Biwa in the late 1500s. Two peasants, who live modest, decent lives, want more. Their wives try to convince them not to be too ambitious, but hubris takes over. One of them, the potter Genjurō, falls for an aristocrat, Lady Wakasa, who admires his work. She seduces him and asks him to marry her. In this famous image, he seems to carry her on his back.
Cinematographer Kazuo Miyagawa’s focus is again shallow, the contrast is low. There are no blacks or whites, just shades of grey, as if their world is fogged, or floating. It is, in a sense, floating, because it is revealed that Lady Wakasa is a ghost. Miyagawa uses soft focus as a ghostly thing, as a way of depicting a haunted, parallel world.
Artists have continued to be interested in this parallel world. In the twentieth and twenty-first centuries, the German artist Gerhard Richter regularly produced large, blurred images of faces and the sea that gave the sense of primal seeing. He said in an interview that he blurs ‘to make everything equal, everything equally important and equally unimportant’. He could be talking about the out-of-focus seeing of a newborn child in which most things, with the exception of faces, have equal weight. The very first impressions on the blank pages of a baby’s inner eye are mysterious, ghostly and imprecise about place and space. They are the foundations of our future seeing.
LOOKING OUT AT THE WORLD
Let’s think of our African baby from 200,000 years ago again. Once she learns how to focus, what she next sees, before colour, is space. The blank spaces start to acquire dimensions. Having two eyes allows her to see and judge distance, what is close and what is far. Unlike a horse or rabbit, whose eyes are on the sides of their head and who therefore see to their left and right, humans eyes are frontal, and so our looking is substantially forward. We have a greater sense of where we are going than where we are. As we grow up, we develop an aesthetic of near and far, an emotion. This man, in Caspar David Friedrich’s painting Wanderer Above the Sea of Fog of 1818, looks out into a landscape not unlike Lisa del Giocondo’s, but where she has her back to hers, he has his back to us.
We are looking with him not so much at a landscape as into a vast space. The space makes him feel small,