If Congress rule had not in fact rested on the consent of the masses, then serious questions arose about its rise to power, its connection to the Indian population, its strategy during the independence movement, and so on. “One of the many unsettling effects” of the 1970s, Guha continues, “was to bring the impact of the twenty-year-old nation-state’s crisis to bear on a settled and in many respects codified understanding of the colonial past.”8 What the intellectual ferment called for was a new analysis of Indian politics over the previous half century or so, starting with the final decades of colonial rule. Guha summarizes the issue in two related puzzles:
1. What was there in our colonial past and our engagement with nationalism to land us in our current predicament—that is, the aggravating and seemingly insoluble difficulties of the nation-state?
2. How are the unbearable difficulties of our current condition compatible with and explained by what happened during colonial rule and our predecessors’ engagement with the politics and culture of that period?9
The turbulent decade thus pressed into relief an intellectual project: to undertake a reexamination of late colonial politics, and thereby to generate an explanation for the political turmoil in which the nation was now embroiled, three decades after Independence. Central to this project would be an investigation of the real roots of Congress power, an explication of its inability to mold a cohesive nation-state, an exploration of its resort to coercion to maintain its rule, and a discussion of what this revealed about the dominant order. It is important now, three decades after the launching of Subaltern Studies, to recall that the inspiration was, at its core, political. It was geared to achieve an understanding of the roots of the political order that colonialism had bequeathed to the Subcontinent. The goal was to inaugurate a new historiography of colonialism, and of the nationalist response to British rule, as a step toward understanding the crisis of the postcolonial state.
2.2 THE ROOTS OF THE POSTCOLONIAL CRISIS
The core elements of the Subalternist collective’s theorization of India’s political crisis were offered in the inaugural volume of Subaltern Studies, in its opening pages.10 It was Ranajit Guha who introduced the argument, and he did so as a set of numbered propositions, which captured the two axes that became central to much of his later work—the roots of the political impasse, and the failure of existing historiography to account for it. Guha began by noting that an encompassing political culture did not exist in India. Instead, the colonial era produced an enduring divide between the spheres of elite political and subaltern politics. Elite politics was coextensive with the domain of formal juridical institutions; this was the dimension of Indian political culture that had been modernized with the onset of colonialism, through which British administrative and juridical practices had been transplanted over the course of their rule. The elite political sphere was, of course, inhabited by the European elites who managed the colonial state apparatus; it also included, Guha seems to suggest, their Indian collaborators—those sections of the domestic ruling class that were recruited into the colonial order. To be sure, these new institutions were not entirely pristine replications of their European counterparts; of necessity, they had to be fused with elements of the precolonial state apparatus inherited from the Mughal state. Nevertheless, this domain of politics had its own integrity and its own practices.
While elite politics could be identified with the modern, formal institutions built around the colonial state, subaltern politics constituted a distinct domain, set apart from that of the ruling classes, with an idiom and practices of its own. Central to these was a reliance on informal, local networks that were based on kinship, local ties, and the primordial relations typical of traditional agrarian societies; occasionally, under certain conditions, this reliance on local networks also generated class association. Generally, however, whereas the elite domain was characterized by the discourse of law and juridical equality, the subaltern domain was suffused with traditional forms of hierarchy and subordination. The transformation that accompanied colonialism was thus of a certain kind: although it did transplant recognizably “modern” practices to the Subcontinent, these practices remained largely confined to the upper crust of the political system, leaving the culture of the subaltern classes largely intact.
Not only did each domain have its distinct idiom and reproductive practices, it also had its characteristic form of political mobilization. Elites relied on typically oligarchical, top-down strategies to elicit mass support for their campaigns—using parts of the state apparatus, patron-client networks, subtle forms of coercion, the mass media, and so on. Subaltern mobilization, on the other hand, was “horizontal” in its tactical deployment, relying on the same informal associational forms that were central to political reproduction in this sphere. Mainstream historiography, Guha charges, begins with the assumption that political culture under colonial rule was a seamless, integrated whole—it assumes that subaltern culture had become assimilated into that of the dominant classes. Hence, in its examination of elite political practice and discourse, it wrongly assumes that the conclusions derived from a study of this domain will also pertain to the political practice of subaltern groups. But the domains had not in fact been integrated, he reminds us, and the political practice associated with each was quite distinct. Subaltern political mobilization therefore warrants a historiography of its own, sensitive to its peculiarities, its distinctive moral universe—in short, its independence from elite political discourse and design. Only thus can we discover the roots of the present crisis, for it is in the persistent discontinuity between the two domains that we will find the key to the postcolonial state’s crisis.
The fissure between elite and subaltern spheres was not preordained, nor was it the outgrowth of certain enduring cultural facts about India. It was, rather, the consequence of a very specific peculiarity of India’s colonial experience, “the index of an important historical truth, that is, the failure of the Indian bourgeoisie to speak for the nation.”11 What Guha means by this is that the Indian bourgeoisie failed to successfully integrate the culture of the disparate groupings in Indian society into one all-embracing political community. Of particular relevance was its failure to assimilate the laboring classes into its political project, especially in the years leading up to independence from the British. As he observes, “There remained vast areas in the life and consciousness of the people which were never integrated into [the bourgeoisie’s] hegemony.”12 The persistence of the two distinct domains is thus a direct consequence of the failure of a particular historical agent—namely, the bourgeoisie. And although in this synoptic presentation Guha focuses on Indian capitalists, we will see below that the failure belonged to capital as a whole in the colonial era, in both its European and Indian guises. Had the bourgeoisie secured hegemony, the process of national integration could have been successful, thereby generating a coherent national political culture rather than the fractured dualism that India actually inherited.
Now in this early essay, Guha does point to one other actor who might have been relevant for pushing India in the direction of an integrated political order: the working class. Toward the very end of the piece, he raises the possibility that the nationalist movement could have taken a different path, and produced a different outcome, had labor been able to assert itself more effectively. The bourgeoisie could have been pushed into a subordinate position, or could have been displaced altogether, in the style of a national liberation movement. The reason this did not take place was that “the working class was not sufficiently mature in the objective conditions of its social being and in its consciousness” to pull the movement in a different direction.13
This is a curious diagnosis of labor’s failure. Was the Indian working class less mature in its objective conditions than the Chinese or Vietnamese? What, in any case, does it mean for conditions to be “mature”? Clearly, one could quibble with Guha’s argument. But what is noteworthy is that, at this stage, he opens up the possibility of two distinct outcomes for the Indian nationalist movement,and two actors relevant to its course: capital and labor. However, this is the only time that