The spur of trust, the curb of lust—
Thou handmaid of the Gods!"
AUGUST WILHELM SCHLEGEL
LECTURES ON DRAMATIC ART11 (1809)
TRANSLATED BY JOHN BLACK
Comparison of the English and Spanish Theatres—Spirit of the Romantic Drama—Shakespeare—His age and the circumstances of his Life.
In conformity with the plan which we laid down at the first, we shall now proceed to treat of the English and Spanish theatres. We have been, on various occasions, compelled in passing to allude cursorily, sometimes to the one and sometimes to the other, partly for the sake of placing, by means of contrast, many ideas in a clearer light, and partly on account of the influence which these stages have had on the theatres of other countries. Both the English and Spaniards possess a very rich dramatic literature, both have had a number of prolific and highly talented dramatists, among whom even the least admired and celebrated, considered as a whole, display uncommon aptitude for dramatic animation and insight into the essence of theatrical effect. The history of their theatres has no connection with that of the Italians and French, for they developed themselves wholly out of the abundance of their own intrinsic energy, without any foreign influence: the attempts to bring them back to an imitation of the ancients, or even of the French, have either been attended with no success, or not been made till a late period in the decay of the drama. The formation of these two stages, again, is equally independent of each other; the Spanish poets were altogether unacquainted with the English; and in the older and most important period of the English theatre I could discover no trace of any knowledge of Spanish plays (though their novels and romances were certainly known), and it was not till the time of Charles II. that translations from Calderon first made their appearance.
So many things among men have been handed down from century to century and from nation to nation, and the human mind is in general so slow to invent, that originality in any department of mental exertion is everywhere a rare phenomenon. We are desirous of seeing the result of the efforts of inventive geniuses when, regardless of what in the same line has elsewhere been carried to a high degree of perfection, they set to work in good earnest to invent altogether for themselves; when they lay the foundation of the new edifice on uncovered ground, and draw all the preparations, all the building materials, from their own resources. We participate, in some measure, in the joy of success, when we see them advance rapidly from their first helplessness and need to a finished mastery in their art. The history of the Grecian theatre would afford us this cheering prospect could we witness its rudest beginnings, which were not preserved, for they were not even committed to writing; but it is easy, when we compare Æschylus and Sophocles, to form some idea of the preceding period. The Greeks neither inherited nor borrowed their dramatic art from any other people; it was original and native, and for that very reason was it able to produce a living and powerful effect. But it ended with the period when Greeks imitated Greeks; namely, when the Alexandrian poets began learnedly and critically to compose dramas after the model of the great tragic writers. The reverse of this was the case with the Romans; they received the form and substance of their dramas from the Greeks; they never attempted to act according to their own discretion, or to express their own way of thinking; and hence they occupy so insignificant a place in the history of dramatic art. Among the nations of modern Europe, the English and Spaniards alone (for the German stage is but forming) possess as yet a theatre entirely original and national, which, in its own peculiar shape, has arrived at maturity.
Those critics who consider the authority of the ancients, as models, to be such that in poetry, as in all the other arts, there can be no safety out of the pale of imitation, affirm that, as the nations in question have not followed this course, they have brought nothing but irregular works on the stage, which, though they may possess occasional passages of splendor and beauty, must yet, as a whole, be forever reprobated as barbarous and wanting in form. We have already, in the introductory part of these Lectures, stated our sentiments generally on this way of thinking; but we must now examine the subject somewhat more closely.
If the assertion be well founded, all that distinguishes the works of the greatest English and Spanish dramatists, a Shakespeare and a Calderon, must rank them far below the ancients; they could in no wise be of importance for theory, and would at most appear remarkable, on the assumption that the obstinacy of these nations in refusing to comply with the rules may have afforded a more ample field to the poets to display their native originality, though at the expense of art. But even this assumption, on a closer examination, appears extremely questionable. The poetic spirit requires to be limited, that it may move with a becoming liberty within its proper precincts, as has been felt by all nations on the first invention of metre; it must act according to laws derivable from its own essence, otherwise its strength will evaporate in boundless vacuity.
The works of genius cannot therefore be permitted to be without form; but of this there is no danger. However, that we may answer this objection of want of form, we must understand the exact meaning of the term "form," since most critics, and more especially those who insist on a stiff regularity, interpret it merely in a mechanical, and not in an organical sense. Form is mechanical when, through external force, it is imparted to any material merely as an accidental addition without reference to its quality; as, for example, when we give a particular shape to a soft mass that it may retain the same after its induration. Organical form, again, is innate; it unfolds itself from within, and requires its determination contemporaneously with the perfect development of the germ. We everywhere discover such forms in nature throughout the whole range of living powers, from the crystallization of salts and minerals to plants and flowers, and from these again to the human body. In the fine arts, as well as in the domain of nature, the supreme artist, all genuine forms are organical, that is, determined by the quality of the work. In a word, the form is nothing but a significant exterior, the speaking physiognomy of each thing, which, as long as it is not disfigured by any destructive accident, gives a true evidence of its hidden essence.
Hence it is evident that the spirit of poetry, which, though imperishable, migrates, as it were, through different bodies, must, so often as it is newly born in the human race, mold to itself, out of the nutrimental substance of an altered age, a body of a different conformation. The forms vary with the direction taken by the poetical sense; and when we give to the new kinds of poetry the old names, and judge of them according to the ideas conveyed by these names, the application which we make of the authority of classical antiquity is altogether unjustifiable. No one should be tried before a tribunal to which he is not amenable. We may safely admit that most of the English and Spanish dramatic works are neither tragedies nor comedies in the sense of the ancients; they are romantic dramas. That the stage of a people in its foundation and formation, who neither knew nor wished to know anything of foreign models, will possess many peculiarities, and not only deviate from, but even exhibit a striking contrast to, the theatres of other nations who had a common model for imitation before their eyes, is easily supposable, and we should only be astonished were it otherwise.
But when in two nations, differing so widely as the English and Spanish in physical, moral, political, and religious respects, the theatres (which, without being known to one another, arose about the same time) possess, along with external and internal diversities, the most striking features of affinity, the attention even of the most thoughtless cannot but be turned to this phenomenon; and the conjecture will naturally occur that the same, or, at least, a kindred principle must have prevailed in the development of both. This comparison, however, of the English and Spanish theatre, in their common contrast with every dramatic literature which has grown up out of an imitation of the ancients, has, so far as we know, never yet been attempted. Could we raise from the dead a countryman, a contemporary and intelligent admirer of Shakespeare, and another of Calderon, and introduce to their acquaintance the works of the poet to which in life they were strangers, they would both, without doubt, considering the subject rather from a national than a general point of view, enter with difficulty into the above idea and have many objections to urge against it. But here a reconciling criticism12 must step in; and this, perhaps,